Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-7

M2 Federal Register · 2026-10957 Securities and Exchange Commission

§ 01 Summary

The SEC is seeking public comment on extending the existing OMB approval for the information collection associated with Rule 15c1-7. The notice concerns Paperwork Reduction Act burden estimates and does not amend Rule 15c1-7 or change broker-dealer conduct requirements.

§ 02 Why this matters

This is a proposed extension of an existing information collection, not a substantive rulemaking. It creates no new filing, recordkeeping, or conduct obligation beyond the currently approved Rule 15c1-7-related burden.

§ 03 Topics

§ 04 Affected entities

  • agency: SEC
  • industry: broker-dealers
  • statute: Securities Exchange Act of 1934
  • statute: Paperwork Reduction Act

§ 05 Matching feeds

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§ 06 Source document

Read the full Federal Register entry on federalregister.gov.

Show classifier input (what GPT-5.5 saw)
Type: Notice

Agencies: Securities and Exchange Commission

Citation: 91 FR 33014

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-7

Classified Jun 2, 2026 by gpt-5.5. Fetched Jun 2, 2026.

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