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topicprime-solicitation-orders
Federal Register documents tagged prime-solicitation-orders. Each entry is scored 1-5 for compliance materiality and dated for any comment or effective-date deadlines.
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§ 01 Agencies issuing on this topic
§ 02 Recent documents
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Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Price Improvement Mechanism and PRIME Solicitation Mechanism
The SEC gives notice that MIAX filed an immediately effective rule change amending Exchange Rule 515A, which governs the MIAX Price Improvement Mechanism and PRIME Solicitation Mechanism for options orders. The change affects how MIAX participants use those auction and solicitation mechanisms, rather than creating a broader SEC rule applicable across markets.
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